Stock Broker Litigation
• Arbitrations before FINRA
• Duties of Stock Brokers to their Customers
• Suitability
• Churning
• Excessive Commissions
• Unauthorized Trading
• Margin Trading in IRA Accounts
• Insider Trading
• Risky Investments and Misrepresentations
• Breach of Fiduciary Duty
• Account Documents and Statements
• How to Avoid Problems
